KYC/AML Compliance Notice
Effective Date: 01 May 2025
Responsible Entity: Schwarzott Capital Partners AG
Contact: law@schwarzott-global.com
Jurisdiction: Zurich, Switzerland
1. Introduction
Schwarzott Capital Partners AG is committed to full compliance with applicable anti-money laundering (AML), counter-terrorist financing (CTF), and know-your-customer (KYC) obligations in accordance with Swiss law, EU regulations (including MiCA), and FATF standards.
This notice outlines the framework under which identification procedures may be required for users interacting with the ARAS AI platform and the $ARAS Utility Token.
2. When KYC/AML Procedures Apply
While the $ARAS Token is classified as a Utility Token, certain scenarios may trigger the need for user identification, including but not limited to:
Strategic token allocations or high-volume transfers
Participation in DAO governance or funding initiatives
Access to premium features involving recurring transactions
Connection to fiat payment gateways or regulated entities
Suspicion of unlawful behavior or flagged jurisdictions
3. KYC Process
If triggered, users must undergo a structured onboarding process involving:
Identity verification (government-issued ID, passport, etc.)
Proof of address (utility bill, bank statement, etc.)
Live verification (e.g., selfie check or video KYC)
Declaration of source of funds and beneficial ownership
The process is conducted via a secure, GDPR-compliant identity verification partner. Schwarzott Capital Partners AG does not retain original copies of documents longer than necessary.
4. AML Policy
We maintain a zero-tolerance policy against:
Money laundering, terrorism financing, or fraud
Use of the platform for tax evasion or sanctions circumvention
Mixing or anonymizing services (e.g., mixers, tumblers)
Use of privacy coins or high-risk wallets for token purchases
All suspicious transactions or behavior may be reported to the relevant financial intelligence unit (FIU) or supervisory authority.
5. Jurisdictional Restrictions
We do not allow participation from users located in, or acting on behalf of individuals/entities from, sanctioned countries or jurisdictions deemed high-risk by FATF or the Swiss State Secretariat for International Finance (SIF). This includes, but is not limited to:
North Korea
Iran
Syria
Cuba
Crimea (Russia)
Users accessing the platform via VPN to obfuscate their location may be denied access or have their accounts terminated.
6. Record Retention and Data Protection
In accordance with Swiss law and GDPR requirements:
KYC data is stored for a minimum of 5 years post-termination of the business relationship
Access to sensitive data is restricted to trained compliance personnel
All data is encrypted and securely processed within the EEA or Switzerland
Users have the right to request access to, correction of, or deletion of their personal data in line with applicable regulations, unless legal retention obligations apply.
7. Risk-Based Approach
We employ a dynamic, risk-based approach to user onboarding and transaction monitoring. This includes:
Ongoing monitoring of transactional behavior
Dynamic risk scoring of accounts
Periodic review of user risk profiles
High-risk users may be subjected to enhanced due diligence (EDD) or denied access altogether.
8. Acceptance and Enforcement
By interacting with the ARAS AI platform or acquiring $ARAS Tokens, you agree to comply with our KYC/AML requirements. Failure to provide requested documentation or attempts to circumvent verification processes may result in denial of access, token freezing (if technically feasible), or reporting to authorities.
Legal Contact:
Schwarzott Capital Partners AG
E-Mail: law@schwarzott-global.com
Last Updated: 01 May 2025